The Yieldbroker platform evolves to adapt to regulation
As financial markets regulation changes over time, you’ll enjoy peace of mind knowing we’re keeping you ahead of your regulatory obligations.
We keep pace with the increasing complexity of financial markets compliance. We do this in three ways:
Maintaining close relationships and facilitating open conversation with our market participants and regulators – so we can be proactive in identifying new regulatory changes on the horizon.
Continually developing our platform and evolving our technology to adapt to regulatory requirements.
Developing deeper in-house data capabilities to help satisfy your regulatory reporting obligations.
How we’re regulated
Yieldbroker holds an Australian Markets License and is regulated by the Australian Securities and Investments Commission (ASIC).
We’re also the first foreign-regulated multilateral swaps trading facility to qualify for relief with the CFTC from the Swap Execution Facility (SEF) registration requirement.
To obtain a copy of our Operating Rules, contact our Helpdesk
Trading in offshore markets? We’ve got you covered
Market liquidity and regulatory compliance needs are affected by factors such as location, licensing and currency type.
The bespoke nature of our platform means we can customise to meet your local regulatory requirements, even if you’re trading outside of Australia and New Zealand.
Whether it’s specialised reporting, back office flows for audit purposes, or specific programming requirements, our specialists can help you tailor your Yieldbroker experience as needed.